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Fidelity Brokerage Services, LLC : Admin. Proc. Rel. No. 34-50138 /
...and 21C of the Securities Exchange Act of 1934 ("Exchange Act") against Fidelity Brokerage Services, LLC ("Fidelity Brokerage" or "Respondent").
Waiver: Fidelity Brokerage Services, LLC; Release No. 33-8453;...
ADMINISTRATIVE PROCEEDING File No. 3-11575. In the Matter of. FIDELITY BROKERAGE SERVICES, LLC, Respondent.
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Fidelity Brokerage Services, LLC : Admin. Proc. Rel. No. 34-50138 ... ... 15(b) and 21C of the Securities Exchange Act of 1934 ("Exchange Act") against Fidelity Brokerage Services, LLC ("Fidelity Brokerage" or "Respondent"). II. In anticipation of the institution of these ... www.sec.gov/litigation/admin/34-50138.htm
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